We have an opportunity for a Quality Assurance Regulationand Policy Specialist with a Financial Advice focus to work with teams acrossthe FA function to review, analyse and suggest improvements to processes andpolicies, ensuring these are fit for purpose, meet any regulatory requirementsand deliver great outcomes for our customers.
Reviewing Financial Advice processes, the successfulcandidate will ensure we are meeting regulation and have the right safeguardsand controls in place. Taking a more general view the role holder will alsoraise any potential improvements and efficiencies from a customer journeyperspective. As a subject matter expert, the Specialist will also keep upto date with the latest information from the regulator and work with colleaguesin Compliance and FA Risk to ensure we are in a good place for any futurechanges.
In addition to this, you will co-ordinate and produce the FAConduct Risk dashboard, which gives an holistic overview of FA’s CustomerOutcomes to board level and provide ad hoc assessments of the advice process andadvice provided to customers.
Holds Level 4 diploma (or equivalent) Experience working within a Financial Services environment Has an inquisitive nature and natural curiosity when reviewing processes and information Has strong communication skills with colleagues at all levels Can demonstrate strong attention todetail
About Skipton Building Society
At Skipton Building Society we are not just another Financial Services Institution we are a mutual organisation, which means we are owned by our members and believe in placing them at the heart of everything we do. The same goes for our people. We can only be successful as a business if we have great people and we believe in treating people as individuals. Our values are Trust, Ownership and One Team which reflect the attitudes and way of working everyone here displays on a daily basis, and which are key to the delivery of the outstanding level of personal service we offer our customers.
We’re committed to creating a diverse and inclusive workplace where every colleague has an opportunity to fulfil their career potential. We respect and appreciate the value that our colleagues’ unique differences can bring and offer consideration for anyone seeking a more flexible work-life balance. If you have a need for flexibility then please let us know.
Why Work For Us
We’re committed to payingour people fairly for the role they undertake and provide a wide range ofbenefits to support our colleagues’ finances and wellbeing, including ourEmployee Assistance programme, the opportunity to buy extra holidays andshopping discount vouchers You’ll be able to shape your career within your team and can expect astructured learning and development programme where you’ll be valued recognisedand rewarded.
More information on our benefits can be found here
Skipton are an equalopportunities employer and we welcome applications from all suitably skilled orqualified applicants, regardless of their race, sex, disability,religion/beliefs, sexual orientation or age